Harmonics as a Doctrine of Correspondences
Jakob Böhme
The second founding pillar of akróasis is Harmonics as a doctrine of correspondences.
We can characterize today's predominantly haptified mode of scientific
thought with one of the many sayings of the deep and sharp-sensed philosophus teutonicus Jakob Böhme: “For that is the law of conceivability, that it does not emerge in the inconceivable.”
But there is another kind of thought, or rather another attitude of our
thought and feeling, which is structured differently, and precisely for
that reason exists outside the merely conceivable, the conceptual: the
doctrine of correspondences. In my book Akróasis,
I tried to depict this mode of thought in connection with Ernst
Cassirer. Admittedly I find his chosen term, “mythical” thought, too
broad, since mythology already crosses over into symbolism, which
latter covers deeper areas than are possible for a mere doctrine of
correspondences. Despite this, we will use this term.
Ernst Cassirer; “Mythical” Thought
The philosopher Ernst Cassirer contrasts the conceptual form of
“mythical” thought with modern scientific thought. He characterizes
mythical thought as associative thought, in which individual analogies
relate to each other in external, often arbitrary ways. “The Mythos, as
long as it does not remain in the realm of undefined ideas and
emotions, but develops in objective forms, is also a kind of
form-giving, a direction peculiar to objectivization, which in a very
specific way contains the 'synthesis of the manifold,' the integration
and reciprocal arrangement of the sensory elements.”
The most primitive form here is totemism, “which is not merely a
principle of social structure, but a universal principle of
world-arrangement, and thus includes worldview and world-understanding.
Not only the tendrils of the root, but the entire universe ... is put,
by the totemistic way of thinking, in groups, which are connected to
one another or separated from one another through certain kinds of
relationships.” For the Zuni people, for example, there is a
“septuarchy,” a sevenfold arrangement of their entire thought and
lifestyle: “The Zuni village is divided into seven areas corresponding
to the seven directions: North, West, South, East, the upper and lower
worlds, and lastly the center of the world. Not only every separate
clan of the race, but also every animate or inanimate being, every
thing, every process, every element, and every definite time period,
belongs to one of these seven areas ... every spatial domain has its
own specific color, number, etc.”
The principle is the same in astrological thought, and in mythology in
general, which always latches onto a “material part” of the world (the
cosmic egg of the Orphics, the primordial ash tree of the Germans,
etc.) and then links association to association in a chain, in which
causality (cause and effect) merely plays an external role of
interrelationship. The mythical worldview is statically, spatially
oriented, and thus predestined for rigid images and symbols.
Scientific Thought
The modern scientific worldview is completely different: “The form of
the scientific explanation of nature, the main principles of which have
stood irreversible since the Renaissance, since Galileo and Kepler,
mainly consists of unraveling all Being into Becoming, into
spatial-temporal relationships, and using the laws of these
relationships as a basis.”
Further: “In the mathematical theory of natural events, which expresses
these ideas the most purely and completely, all content and all events
must first be converted into a complex of quantities that are generally
regarded as changeable from moment to moment, in order for the
explanation to be accessible at all. The task of the theory, then, is
to ascertain how all these changes affect and dictate each other.”
And: “That is why our modern scientific thought, in order to be able to
conceive of any kind of Being, must first relate it to elementary
changes and, as it were, break it down into them. The form of the
whole, as it is present for sensory perception or for pure observation,
disappears: in its place is the idea of a specific regulation of Being.”
And then, Cassirer compares modern thought to astrology, as one of the
models of mythical thought: “The unity that modern science seeks is the
unity of the natural law as a purely functional law; for astrology it
is the unity of a constant and pervasive condition, a structure of the
universe.”
And at another point: “Science's idea of law find such a correspondence
[between two psychic elements], not where [as in mythology] the
elements somehow correspond to one another, and where they can be
mutually connected within a definite scheme, but instead where specific
quantitative changes of the one dictate those of the other, according
to a universal rule.”
We should pay special attention to this last sentence. What Cassirer
means by “scientific thought,” of course, does not apply only to
science, but mutatis mutandis
to all modern thought, including philosophy (“philosophy as a
science”), art, and religious studies, since causal-functional thought
plays the lead role in these domains as well.
Relationship of Harmonics to “Mythical” Thought
Harmonics and mythical thought immediately appear to be closely linked.
Harmonics is also a discipline of correspondences; every harmonic
value-form is, so to speak, a convex lens for a whole series of
coordinations, which have little or nothing to do with each other
outside the lens. But it is precisely this image in the convex lens
that brings the fundamental difference between mythical and harmonic
thought into focus. According to Cassirer, mythical thought always
starts with some real image-concept (world-egg, primordial ash tree),
and then adds further image-concepts onto it, which appear to our
modern way of thinking, just like the initial symbol, to be more or
less arbitrary connections, or at least external ones. Harmonics, on
the other hand, does not begin its series of correspondences with any
arbitrary symbol such as a world-egg, but with a harmonic value-form
(prototype) whose initial theorem is anchored psychophysically in
nature and in our psyche, and as such is suited to the criteria of
understanding (number) and feeling (tone), and can thus be judged and
evaluated abstractly and concretely. The correspondences radiate
outwards from these convex lenses of harmonic value-forms as though
toward the periphery of a circle. Viewed by themselves, without the focus of the lens, they appear just as “arbitrary” as in Cassirer's mythological thought, but with the
lens they are arranged in our causal way of thinking, and are a
function of precisely these prototypes or value-forms. Here are some
examples:
Harmonic Examples of the Doctrine of Correspondences
The following facts are known: In the growth of crystal surfaces, the following numbers usually appear:
... 1/4 1/2 2/3 1 3/2 2 4 ...
If we place beneath these numbers the tone-values:
c,, c, f, c g c΄ c΄΄
then in the tones f c g
we have the functions subdominant-tonic-dominant, upon whose movement
the chords of Classical, Romantic, and modern music are based.
If we imagine the inner movement of the cadence autonomously, as the
positioning of thesis, antithesis, and synthesis, then we find
ourselves in the domain of logic, where this triadic movement signifies
the prototype of dialectic. Here, then, we have three instances from
crystallography, music, and logic, which have nothing to do with each
other practically, and cannot be derived from one another causally, but
whose inner form or character is analogous and can be traced back
correspondingly to the harmonic prototype of “step-dialectic” (in
musical terms: cadencing).
Another
example: The blossom of the passionflower has five regularly divided
stamens, upon each of which is a pistil, also regularly divided into
three. 5 : 3 or 3 : 5 is the minor third, whose importance (as well as
that of the major third) in the two-part singing of folk songs, and as
a typical interval of “romantic harmonics,” is well known. If we
imagine the third-interval autonomously-it is the fifth tone of the
overtone series-the we remember the Greek letter E (= 5), which stood
at the entrance of a temple at Delphi and about which Plutarch wrote an
entire essay; we will also remember the pentacle, which produces the
golden section, and so forth. Here, then, we have four instances from
botany, music, mythology, and mathematics, which have nothing to do
with one another factually and cannot be derived from one another
causally, but whose inner form or character is analogous and can be
traced back correspondingly to the harmonic prototype of the
third-interval.
One might now ask: “What should I do with such correspondences? What is
the advantage over the causal method?” As a harmonist, I will give the
following answer:
Causal and Correspondent Modes of Thought
The causal mode of thought leads all too often to a false certainty, to
an attitude of self-evidence, to a sacrifice of experience in favor of
established facts and laws. All great scholars and explorers of this
thought (Max Planck, etc.) made it clear that any science is only ever
approximately “true,” and that in pure scientific thought, no
conclusive results or truths are to be expected. Moreover, for all
these scholars, most of the experiential content was retained. But the
great majority of their colleagues, and laypeople, came all too easily
to believe, as regards science, that “truth” is to be found only here,
within the causal-scientific mode of thought, and that when these
truths are set before them, everything is completely clear and
self-evident, and they have fundamentally “gotten there.”
While scientists are driven restlessly from one result to the next (Max
Planck, in his speech at Vienna, March 3, 1929, spoke of the “goal,
unreachable in principle, of a knowledge of true reality”), and an
individual discovery is often able to shake up an entire, supposedly
well-established “worldview” (case in point: classical and modern
physics), the layman, and not only he, is stuck with the illusion that
contemporary research produces conclusive truth, that it can be built
upon, and that any doubt is forbidden, indeed utterly ridiculous. Since
the current results of this research are believed to be “factual” and
“objective,” and there is a panicking fear of “psychic” references or
of trespassing into other domains, this “haptification” affects
researchers and laypeople as an accumulation of scientific material
that is lacking any psychic relationship to humanity as a whole, and
leaves the seeker of truth fundamentally unsatisfied-regardless of the
element of uncertainty that he sees and feels as a result of the
continual “revisions” of the scientific worldview.
The doctrines of correspondence, on the other hand-of which harmonics
is only one of several-begin with experiential content (in the above
examples, the dynamics of cadences and the psychic content of the
third-interval) and then seek the domains in which satisfactory
analogies to this primary experiential content can be found; in
harmonics we call it prototype, or harmonic value-form. The thinking
here is not aimed at cause and effect (proof), nor at a “goal
unreachable in principle”; instead, the experiential content of the
initial position is extended and transferred to the “corresponding”
analogies. From this, a fundamentally different viewpoint emerges
within our capability of perception. In scientific thought, we find a
restless desire to know, pursuing an ever unattainable goal, connected
to supposedly “conclusive” results and an ever sharper focus on pure
logic as its tool. In the doctrines of correspondences, we find calm
introspection and a hearkening to the convergence of fundamental
prototypes and value-forms, connected to ideas in the Platonic sense,
these ideas being focused upon the “intellectus archetypus” (Kant) of our psyche.
Both modes of thinking and viewing, the scientific and the
correspondent, arrive at truths, if we take “truth” to mean the
appeasing of our striving for knowledge. But in the two cases, these
truths are anchored and structured in different areas of our psychic
capability. I personally would be wary of a face-off between the two
domains. It is unquestionable that the causal-scientific way of
thinking has its great and permanent uses, and will continue to have
them. But it will have to get used to the fact that there are other
approaches for our perception to the eliciting of the “truth,” and that
if it really understands the serious doctrines of correspondences, it
must see them only as siblings, working together with it to mediate the
truth. And there is more: every doctrine of correspondences, if it is
to be taken in earnest-which is why I use the word “serious”-must use
“scientific” means to ensure that its starting positions are
unobjectionable. Certainly we harmonists place great value in the fact
that our theorems, upon which the prototypes and value-forms are built,
are grounded in measure, number, and the usual criteria according to
scientific methods. Only then may observation and listening be set free
and give themselves up to meditation on the series of correspondences.
We will now resume the thread of the above discussion with Cassirer.
For the real doctrines of correspondences, and especially for
harmonics, there are not simple arbitrary assignations, as in mythical
thought, but instead these assignations show themselves as causally
supportable image-concepts of a specific psychophysical form: that of
the relevant harmonic value-form. If we think this through correctly,
and look again at Cassirer's definition of mythical thought, the
question arises: shouldn't it be possible to understand all these
assignations of mythical symbols and image-concepts-naturally only as
far as concerns the real ancient universal images, and not obvious
nonsense-in such a prototypical, value-formal way? Certainly, from the
harmonic point of view much of so-called numerology is already
psychologically dictated, emanating from certain tone-number forms
already present in our psyche.
For example, the above mentioned “septuarchy,” the sevenfold system of
the Zunis, superficially seen as a “wild” totemic hierarchy of
assignation, has a psychic foundation that is harmonic (7 as the first
number of dissonance, the seven-step scale as a prototype). The same
goes, among others, for the doctrine of astrological aspects, which has
been explained since ancient times, and later by Kepler, by means of
musical intervals, i.e. psychic forms. Furthermore, it can be
harmonically proven that the “object concept” of the world ash tree,
mentioned above by Cassirer, is based on the image-concept of the
“tree” that is common to almost all mythologies and religions (tree of
paradise, etc.): it can be elicited directly from dichotomy, i.e. the
division of the “partial-tone coordinates,” and therefore corresponds
to a specific fundamental structure of our psyche and our ability to
think (dieresis of the Platonic ideas).
Thus “mythical thought” would not be merely a kind of imperfect prelude
to our modern scientific thought, but completely equal to it as a human
endeavor for truth, albeit structurally different. Cassirer, moreover,
comes to the similar conclusion, on the basis of his theory of the
various “modalities” of our thinking ability, that the various forms of
thinking are in a way equal, though differing in nature. Moreover, as
appears from the passages quoted above, he makes his position clear on
the pros and cons of the two types of thought: above all, modern
thought must first “break apart” before it can rebuild, and even then
it will arrive only at “certain rules of Being” whereby “certain
quantities dictate other quantities following a universal law,” and
“the form of the whole, as it is present for sensory perception or for
pure contemplation, disappears.” Naturally Cassirer assumes, like all
thinkers of his type, that modern science has conquered mythical
thought, but that a true conquest of the latter must rest upon
knowledge and acknowledgment of it, since no matter what, it is still
there.
Harmonics, then, has an important mission: to reintroduce the “harmonic
value-form” into scientific thought, not as an antiquated doctrine of
correspondences to be conquered, but as a new psychic structure of our
scientific perception, verifiable by means of number and causality. The
mythologem, symbol, etc., thus appear not merely as a form of
perception that once existed and was historically equivalent to our
modern thinking, but is irrelevant today: rather they are just as
important as this modern thinking and still of value today, always
assuming one can understand them causally and fit them into modern ways
of thought. This avoids, above all, the danger of the mythologems being
swept under the rug. To banish spirits, one must first summon them; and
harmonics may have a similar mission to fulfill in the domain of
science as depth psychology has within psychology.
Besides this fundamental debate with Cassirer, from which I believe the
new justification for a doctrine of correspondences emerges under
harmonic auspices, there are at least two examples in modern times of
correspondence-based thinking: Fechner's Zend-Avesta and modern Gestalt theory.
Thomas Fechner
G. Thomas Fechner works primarily with analogies in his Zend-Avesta.
The earth, as a higher spiritual being, is in the middle between humans
and God. The stars are conscious beings, the earth itself is an
“angel.” Zend-Avesta means
“living word,” everything speaks to us, and the analogies rise in
hierarchical stages from familiar things and concepts up to the highest
peak: to God. “In the step-by-step construction of the world, there is
always a fixed corporeal system from above, and thus a consciousness
always encloses the world below, and keeps it connected with
omniscience in God.”
The natural science of Fechner's time shrugged its shoulders at this
work and declared him a “muddlehead,” whilst for the theologians
Fechner's thoughts were too “materialistic.” If we modern people regard
his work without prejudice, we can see that the verdicts of both the
scientists and theologians of 100 years ago were wrong: this is not
merely a matter of knowledge or belief, but of a synthesis of both, on
the basis of a different kind of thought, a gradation of
correspondences. Asking, about such thoughts, “Is it all true,
what Fechner says?” is like asking whether a work of art is “true.” All
art produces analogies in the deepest sense, and all works of art stand
upon the background of correspondences. I do not mean this in the sense
of “allegorizing,” but entirely concretely with regard to the inner
construction of the artwork itself. The formed idea is not realized in
art by means of cause and effect (causality), nor by pure feeling forms
(belief), but on the basis of correspondences of artistic inspirations
and their evolutions. Here, the result is “truth” just as in Fechner's Zend-Avesta;
only this truth reaches into other levels of our capabilities of
consciousness and contemplation than those of the scientific and
religious attitudes.
Gestalt Theory
Another type of correspondence thinking occurs in the various
directions of modern Gestalt theory, Gestalt philosophy, and Gestalt
psychology. In Gestalt psychology,
for example, a series of “Gestalt laws” are elicited on the basis of
certain predominantly optical phenomena, such as “the law of
containment,” “the law of common movement,” “the law of the good curve
or the common fate” (!) and others, which are not restricted to the
initial domain, but have application and correspondence in all possible
domains, and thus are fundamentally analogized. The advantage of
Gestalt psychology over Fechner is that it bases its laws on definite
experiential conditions and universalizes them abstractly-similarly to
what harmonics does with its theorems and value-forms.
I gave these examples of modern correspondence-thinking only to show
that harmonics as a doctrine of correspondences is in no way an
anachronism today, and indeed is in respectable company. Its specific
nuances, in comparison with the two doctrines mentioned above, would
require similar explanations to those we have already expressed
regarding Cassirer.
The Difficulties of Doctrines of Correspondences
Of course, one must be aware of the general and specific difficulties
of doctrines of correspondences. We are not on such “solid” ground here
as exact scientists, logicians, or believers. Misunderstandings and
mistakes are given wider leeway than on the hitherto trustworthy paths
of familiar thought. To give the reader an impression of these
difficulties, here are examples from my own works:
Two Harmonic Examples
In Hörende Mensch, p. 191 ff., and in Akróasis,
p. 132 ff., I compared the base 10 logarithms of the median planetary
distances (average distance between the sun and Mercury = 1) with the
most accurate primary senary base 2 partial-tone logarithms, and thus
came upon an octave-reduced scale, half major, half minor in character,
and upon a remarkable localization of the first enharmonic steps d dˇ and b bˇ. The shattered fragments that are asteroids are between d and dˇ, Jupiter outside b and bˇ, but still within the domain of the b
value. I concluded from this that the dangerous area within the first
enharmonic domain of division must have resulted in the fate of the
original asteroid-planet, which would otherwise be in the position of
the major third; and I was reminded of the legend of Lucifer, the angel
who was at first noblest of all, then was destroyed-while Jupiter
remains outside the second enharmonic division zone.
One of the first critics of this harmonic analysis argued as follows:
it would be presumptuous to attribute the evil of the world to its
fitting or not fitting into a scale!
A scale has nothing to do with planets and their distances. My
response-that Plato used the same analogy for his theory of the cosmos
in his Timaeus
scale-was answered thus: Plato, as an artist, was allowed to do this,
meaning that with Plato one never knows where he stops being in earnest
and where the fun begins. So, Plato was a joker-conveniently enough,
whenever he is not understood today! See above for the evaluation of a
harmonic analysis and the constitutive character of its correspondences
as an answer to this objection.
Another, I believe, well-meaning critic made more pertinent objections.
First, the connection of the tones to the median planetary distances is
equivocal, since each of the 12 (tempered) tones of the scale has a
variation breadth of 1/12
and thus other tones could lie within these tolerances; secondly, it is
entirely clear that some kind of scale must arise from comparing 9
planets with 12 tones. The first objection is only valid if I am
thinking in “tempered” terms, subtly introducing the concept of
“variation breadth.” But in such analyses, harmonics thinks or
perceives in terms of pure-tones, and thus the fifth and the octave
have no “leeway” as intervals, as every string player knows when he
tunes his instrument. There is only “variation breadth” in the
intervals that follow afterward-third, second, etc.-and for these it is
limited, certainly not 1/12
of the octave! The second objection would, again, be obvious from the
point of view of “tempered” hearing, but absolutely not from the
pure-tonal viewpoint. Because as it is clear that a scale, more or
less, must emerge from 9 planets and 12 tones, thus it is evident that
there must be senseless and sensible nuances of this (pure-tonal)
scale. And it was the peculiar character of the scales I analyzed that
set them apart from the other, senseless ones. The critic, however,
either did not notice the most important part of my analysis, or else
it appeared unimportant to him: first, the ratio of the two logarithm
systems, base 10 : base 2, which harmonically signifies the interval of
a third. But the third (5 or 1/5) is the number of the Earth in harmonic symbolism, the interval of type.
And secondly, the location of the asteroids between the first two
enharmonic steps, and the location of Jupiter near the second pair,
which are always especially significant harmonically: compare to this
the peculiar correspondence of the harmonic sphere of the head to the
harmonic sexual sphere in the “sound-image of primal man,” §38a.2. For
someone who thinks “uniformly,” i.e. temperedly here, and to whom
correspondences such as the last two points mean nothing, this type of
analysis is like an empty page with no clue how to begin.
A second example: my harmonic analysis of the Pythagorean triangle with
the sides 3, 4, 5 and the square numbers 9, 16, 25, whose permutations
yield the chromatic scale. Here the same critic objected that it “also works with other triangles,” if their sides have the triadic ratio 3 f 4 c 5 as,
e.g. with a triangle with sides 4, 5, 6 and the squares 16, 25, 36,
etc. Obviously it “also works” with these and many other triangles. As
harmonists, however, we think not uniformly but morphologically, and
thus, of course, the Pythagorean triangle with its primary and smallest
triadic ratios 3, 4, 5 is preferred
over all others; its symbolism and importance for the measurements of
ancient temples (right angles) is also relevant. If I do not think in
terms of the form, i.e. not morphologically, but view other triangles
as equal simply because they are triangles, then I can continue along
these lines and say that in the infinite plethora of numbers, there
must be some numbers from which I can build the numbers for a chromatic
scale-which is correct!
So-as a brief response to the above objections-one gets nothing from the doctrine of correspondences without a certain evaluation.
This evaluation can never come from the uniform concept of number or
from logical conclusions alone, but must come from a formed number,
namely the tone-number (as far as harmonics goes) and from a formal
type of thinking that, while using logic and causality, does not rest
upon concepts but on evaluations of these concepts, i.e. upon inner
psychic formative tendencies. Every evaluation, however, brings
research up out of mere factual analysis and has its true origin in a
domain of ideas that are “no longer of this world.”
If, according to Plato's doctrine, the intellect, however sharp it may
be (Today, rather than intellect, we might speak of purely scientific
thought, founded only on logic and factual material), can have no
direct access to the world of the knowledge of values
(see the above quote from Jakob Böhme), then the doctrines of
correspondences-of which harmonics is only one kind-will once again
pave the indirect way to this world, even if they must be fertilized
and propagated by values if the “Eros” in them is to be effective.
“And he [Zeus] ordains the golden chain of ether;
So that everything exists as one, and yet separate.”